PROVIDING REGULATORY COMPLIANCE SOLUTIONS & COLLABORATIVE SERVICES WITH OUTSIDE COUNSEL
Securities Compliance is a complex and ever-changing responsibility. At Amoroso Compliance, we can help you navigate those changes in order to help build a robust compliance program and fulfill your regulatory responsibilities.
Unfortunately, regulatory issues sometimes result in enforcement action referrals. Amoroso Compliance can assist your Legal Department in its interaction with outside counsel to be most efficient and cost effective. Although Amoroso Compliance does not provide legal advice, it has relationships with numerous securities attorneys to help find the right attorney for your regulatory needs.